ABOUT US

Peter R. Guarino 
President & Chief Compliance Officer
Elizabeth Hamilton-Guarino
Chief Executive Officer
John Shields
Managing Director

John has over 44 years of asset management industry experience, with an emphasis on regulatory and compliance issues. John’s compliance and regulatory background includes 13 years of public accounting experience at Deloitte’s New York practice office and heading the investment management consulting practice of Navigant Consulting, a leading international forensic and litigation support consulting firm, during the implementation timeframe of Rules 206(4)-7 of the Investment Advisers Act and 38a-1 of the Investment Company Act which have imposed significant compliance requirements on the Investment Advisor and Investment Company industries. John’s experience includes CEO roles at two mutual fund complexes, and led MetLife’s mutual fund distribution company. John also served as CEO of Registered Investment Advisor firms serving the needs of retail, institutional, and investment company clients, CEO of two mutual fund complexes, and led MetLife’s mutual fund distribution company.

 

John currently serves on the Board of a mutual funds complex, and three technology companies.

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