Social Media

​

Compliance4 helps your business address the technical and operational aspects of social media and electronic communications. We provide "roll up your sleeves" assistance with social media and electronic communication reviews and consulting.

 

Compliance4 will conduct transactional or periodic testing and analysis of the Adviser’s and its

employee’s social media accounts for agreed upon applications (i.e. Facebook, Twitter, LinkedIn). At the conclusion of each review period, Compliance4 will provide the Adviser with a written summary of the review and identification of compliance policy breaches for follow-up by the CCO.

 

Compliance4 will conduct transactional or periodic testing and analysis of the Adviser’s electronic

communications, including email, instant messaging and texts (if captured by the Adviser). At the

conclusion of each review period, Compliance4 will provide the Adviser with a written summary of the review and identification of compliance policy breaches for follow-up by the CCO.

​