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At Compliance4, we understand that regulatory oversight and compliance are not always easy.


Compliance4 is a boutique regulatory compliance consulting firm based in Portland, Maine. We are  a leader in the compliance and regulatory services industry by offering expert compliance services and high quality comprehensive regulatory solutions.

We offer superior outsourced compliance resources and expertise, designed to be an integral part of our client’s daily operations, resulting in a stronger, more focused and competitive firm. We strive to help our clients succeed in a financial marketplace by providing customized, sensible and practical compliance solutions that fit each client’s evolving needs.

We are determined to serve our clients with the highest level of professionalism and with a personal, high-touch approach to client relations. We value long-term relationships and design our compliance solutions to grow and evolve as our clients do the same.

We focus on providing superior client service, the highest quality work product, and the most favorable pricing possible with one clear mission in mind: to ensure any compliance expense is seen as a true value-add and not simply an operational cost.

Compliance4 consulting services include helping firms respond to the evolving social media platforms in the financial services industry as social media and communicating with clients change. 

Compliance4 helps your business address the technical and operational aspects of social media and electronic communications. We provide "roll up your sleeves" assistance with social media and electronic communication reviews and consulting.


Give us a call today to set up your first consultation.


Host Elizabeth Hamilton-Guarino and Compliance4 are dedicated to helping you connect with the greatest minds in the regulatory, legal and compliance fields. Use the hashtag #Compliance4 to connect with us in social media. Join your peers and our experts in our growing community.

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