AdminOct 27, 20222 minCompliance4's CEO named in the Top 50 Women CEOs for 2022We are pleased to announce that our Chief Executive Officer, Elizabeth Hamilton-Guarino, 53, has been named a Top 50 Women CEO of 2022....
AdminNov 11, 20193 minElizabeth Hamilton Guarino awarded the ‘Excellence in Finance Leaders’ award at FiNext Conference Compliance4's Elizabeth Hamilton Guarino awarded the ‘Excellence in Finance Leaders’ award at FiNext Conference.
AdminNov 6, 20193 minSEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment AdvisersSEC proposals and proposed amendments that would modernize the rules addressing investment adviser advertisements.
AdminJun 5, 20193 minKeep Current with Compliance - 4 Topics for June 2019Compliance4 is dedicated to helping you build the foundation for a strong compliance program and a culture of compliance.