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    Compliance4 Podcast - David Lui - Compliance Controls for Advisers &  Other Industries
    Admin
    • May 4, 2018
    • 1 min

    Compliance4 Podcast - David Lui - Compliance Controls for Advisers & Other Industries

    The Compliance4 Podcast is pleased to welcome David Lui to our show! Our episode aired live on Blogtalkradio and is now available on free replay. To listen to our free replay click on the episode below. About David Lui: David Lui is the Co-Editor of Modern Compliance, an 835-page treatise focusing on best practices for compliance with American securities and financial services requirements. The book is published and distributed by Wolters Kluwer Financial Services and contain
    107 views0 comments
    Compliance4 Podcast - Norm Champ
    Admin
    • Jan 22, 2018
    • 3 min

    Compliance4 Podcast - Norm Champ

    Please welcome Norm Champ as our first guest on the Compliance4 Podcast, airing February 1, 2018. To listen to the show live, call us at (516) 531-9232 or click on the link below to listen from your device. All free replays are available from the link below. About Norm Champ: Norm Champ is a partner in the New York office of Kirkland & Ellis LLP. Norm is a member of the Investment Funds Group. Previously, Norm was the director of the Division of Investment Management at the
    9 views0 comments
    Welcome to the Compliance4 Blog
    Admin
    • Jan 22, 2018
    • 4 min

    Welcome to the Compliance4 Blog

    Welcome to Compliance4. We are committed to excellence. At Compliance4, we understand that regulatory oversight and compliance are not always easy. Compliance4 is a boutique regulatory compliance consulting firm based in Portland, Maine. We are a leader in the compliance and regulatory services industry by offering expert compliance services and high quality comprehensive regulatory solutions. We offer superior outsourced compliance resources and expertise, designed to be
    7 views0 comments

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