#LiquidityRisk

It's Not Over Until It's Over - Liquidity Risk Classification Outreach Continues!

On June 28, 2018, the SEC updated its investment company liquidity risk management program disclosure rules (Release No. IC-33142). The...

Compliance4 Podcast - Susan Olson & Tamara Salmon - Top Compliance Trends & SEC Agenda for F

Please welcome ICI's Susan Olson and Tamara Salmon to The Compliance4 Podcast. Susan and Tamara will join us for an hour to talk about...

SEC is Listening to the Mutual Fund Industry and Requests Comments

On Wednesday, March 14, 2018, the Securities and Exchange Commission ("SEC") proposed amendments to Rule 22e-4 and Form N-PORT, which is...

SEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim Rule

The SEC extended by 6-months certain requirements of Rule 22e-4 (the Liquidity Risk Management Program Rule ("LRMP"), Form N-PORT and...

SEC - Sunshine Act Meeting Notice - Liquidity Risk Delay Under Consideration

From: SEC.gov https://www.sec.gov/news/openmeetings/2018/ssamtg022118.htm Securities and Exchange Commission Sunshine Act Meeting. TIME...