AdminJul 24, 20185 minIt's Not Over Until It's Over - Liquidity Risk Classification Outreach Continues!On June 28, 2018, the SEC updated its investment company liquidity risk management program disclosure rules (Release No. IC-33142). The...
AdminMar 19, 20183 minSEC is Listening to the Mutual Fund Industry and Requests CommentsOn Wednesday, March 14, 2018, the Securities and Exchange Commission ("SEC") proposed amendments to Rule 22e-4 and Form N-PORT, which is...
AdminFeb 23, 20182 minSEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim RuleThe SEC extended by 6-months certain requirements of Rule 22e-4 (the Liquidity Risk Management Program Rule ("LRMP"), Form N-PORT and...
AdminFeb 16, 20181 minSEC - Sunshine Act Meeting Notice - Liquidity Risk Delay Under ConsiderationFrom: SEC.gov https://www.sec.gov/news/openmeetings/2018/ssamtg022118.htm Securities and Exchange Commission Sunshine Act Meeting. TIME...