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    It's Not Over Until It's Over - Liquidity Risk Classification Outreach Continues!
    Admin
    • Jul 24, 2018
    • 5 min

    It's Not Over Until It's Over - Liquidity Risk Classification Outreach Continues!

    On June 28, 2018, the SEC updated its investment company liquidity risk management program disclosure rules (Release No. IC-33142). The revisions simplify reporting by funds to the SEC and shareholders. We strongly support the SEC’s rule adoption to replace N-PORT’s public disclosure of aggregate liquidity classification information with a narrative disclosure of a fund’s liquidity risk management program in a shareholder report as well as keep fund aggregate liquidity data f
    21 views0 comments
    SEC is Listening to the Mutual Fund Industry and Requests Comments
    Admin
    • Mar 19, 2018
    • 3 min

    SEC is Listening to the Mutual Fund Industry and Requests Comments

    On Wednesday, March 14, 2018, the Securities and Exchange Commission ("SEC") proposed amendments to Rule 22e-4 and Form N-PORT, which is designed to improve the reporting and disclosure of liquidity information by registered open-end funds. In light of concerns about the usefulness of that information for investor, the amendments essential spare mutual funds from having to tell shareholders how they bucket the liquidity of their holdings and now will allow funds to provide a
    9 views0 comments
    SEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim Rule
    Admin
    • Feb 23, 2018
    • 2 min

    SEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim Rule

    The SEC extended by 6-months certain requirements of Rule 22e-4 (the Liquidity Risk Management Program Rule ("LRMP"), Form N-PORT and Form N-LIQUID. You can read the interim final rule here: https://www.sec.gov/rules/interim/2018/ic-33010.pdf The Securities and Exchange Commission is adopting an interim final rule that revises the compliance date for the requirements of Rule 22e-4 for classification, highly liquid investment minimum ("HLIM"), and board approval, as well as r
    28 views0 comments
    SEC - Sunshine Act Meeting Notice - Liquidity Risk Delay Under Consideration
    Admin
    • Feb 16, 2018
    • 1 min

    SEC - Sunshine Act Meeting Notice - Liquidity Risk Delay Under Consideration

    From: SEC.gov https://www.sec.gov/news/openmeetings/2018/ssamtg022118.htm Securities and Exchange Commission Sunshine Act Meeting. TIME AND DATE: Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, the Securities and Exchange Commission will hold an Open Meeting on Wednesday, February 21, 2018 at 10:00 a.m. PLACE: The meeting will be held in Auditorium LL-002 at the Commission's headquarters, 100 F Street, NE, Washington,
    10 views0 comments

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