AdminNov 11, 20193 minElizabeth Hamilton Guarino awarded the ‘Excellence in Finance Leaders’ award at FiNext Conference Compliance4's Elizabeth Hamilton Guarino awarded the ‘Excellence in Finance Leaders’ award at FiNext Conference.
AdminJun 5, 20193 minKeep Current with Compliance - 4 Topics for June 2019Compliance4 is dedicated to helping you build the foundation for a strong compliance program and a culture of compliance.
AdminDec 18, 20182 minHow Not to Get Zapped by Electronic CommunicationsOn Friday, December 14, 2018, the Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert, which encourages...