AdminDec 18, 20182 min readHow Not to Get Zapped by Electronic CommunicationsOn Friday, December 14, 2018, the Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert, which encourages...
AdminJan 22, 20184 min readWelcome to the Compliance4 BlogWelcome to Compliance4. We are committed to excellence. At Compliance4, we understand that regulatory oversight and compliance are not...