AdminDec 18, 20182 minHow Not to Get Zapped by Electronic CommunicationsOn Friday, December 14, 2018, the Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert, which encourages...
AdminJan 22, 20184 minWelcome to the Compliance4 BlogWelcome to Compliance4. We are committed to excellence. At Compliance4, we understand that regulatory oversight and compliance are not...