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IA Watch: Exam roundup: Hot Issues OCIE’s Pursuing with Your Peers

Admin

Sep 18, 2018
5 min

IA Watch: Exam roundup: Hot Issues OCIE’s Pursuing with Your Peers

Compliance4 president and Chief Compliance Officer, Peter R. Guarino, was quoted in the September 17, 2018 edition of IA Watch, the...

Compliance Check-Up

Admin

Apr 27, 2018
2 min

Compliance Check-Up

Compliance4 provides a full suite of practical, cost–effective compliance solutions to investment advisers, investment companies, fund...

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